Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-08 |
Branch Locations
6800 Jericho Turnpike Suite 120W, Syosset, NY 11791 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Lake Success | NY | 05/2009 | Present |
| Raymond James Financial Services Advisors, Inc | Lake Success | NY | 05/2009 | Present |
| Ams Advisors/Support Co. | Lake Success | NY | 05/2009 | Present |
AMS ADVISORS:INVESTMENT RELATED:5/2009-PRESENT:LAKE SUCCESS, NY: SUPPORT COMPANY/DBA (OWNER)0 HRS/MO: 0 HRSDURING TRADING:OWNER OF SUPPORT COMPANY. Name of Business : AMS Advisors LLC - Address: Syosset, NY - Nature of the Business: Support Company/DBA (Owner) - Position/Title: Support Company/DBA (Owner) - Investment Related: No - Start Date: 05/01/2009 - Hours per month devoted to this business: 0 - Hours per month devoted to this business during trading hours: 0 - Description of duties: Owner of Support Company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-18 |
Reach out to this advisor