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Kimberly Deanne Lawrence

Raymond James & Associates, Inc.

Saratoga Springs, NY

Rochester, NY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

321 Broadway Ave Suite 501, Saratoga Springs, NY 12866 • United States

Rochester, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Saratoga Springs NY 04/2013 Present
Previous Registrations
  • 2011-08-24 → 2013-05-01
    Morgan Stanley
    Rochester, NY
    Rochester, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-10
S63 Uniform Securities Agent State Law Examination 1995-06-07
  • S65 Uniform Investment Adviser Law Examination
    1996-05-10
  • S63 Uniform Securities Agent State Law Examination
    1995-06-07
Other Names
  • Kimberly Deanne Lawrence
  • Kimberly D Lawrence
  • Kimberly D Lawrence
  • Kimberly L Hanga
  • Kimberly Lawrence Hanga
  • Kimberly Deanne Kimberly

View on SEC IAPD

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Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY

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