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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-10-29
  • TX RA
    APPROVED
    Since 2010-10-29

Branch Locations

5949 Sherry Lane Suite 1225, Dallas, TX 75225 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Dallas TX 10/2010 Present
Previous Registrations
Other Businesses

STARMONT WEALTH MANAGEMENT ,LLC; INVESTMENT RELATED; DALLAS,TX; 100% OWNERSHIP; START DATE 1/1/2023; 40 HOURS PER WEEK; 100 HOURS DURING BUSINESS HOURS. FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-16
S63 Uniform Securities Agent State Law Examination 1995-06-02
  • S65 Uniform Investment Adviser Law Examination
    1995-06-16
  • S63 Uniform Securities Agent State Law Examination
    1995-06-02
Designations
Other Names
  • Chad Needham Stephens
  • Charles N Stephens
  • Charles Needham Stephens

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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