Vincent Joseph Sbano

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → 03/2021
  Winslow, Evans, & Crocker, Inc.
  Boston, MA
• 03/2020 → 07/2022
  Winslow Wealth Management
  Boston, MA
• 03/2021 → 02/2026
  B. Riley Wealth Advisors
  Boston, MA
• 07/2022 → 02/2026
  B. Riley Wealth Management
  Boston, MA
• 02/2026 → Present
  Lpl Financial Llc
  Fort Mill, SC

Previous Registrations

• 2021-04-30 → 2026-02-27
  B. Riley Wealth Advisors, Inc.
  Boston, MA
  Boston, MA
  Middletown, RI
• 2005-12-12 → 2021-04-13
  Winslow, Evans & Crocker, Inc.
  Portland, ME
  Boston, MA
  Boston, MA
  Boston, MA
• 2003-07-01 → 2003-11-19
  Wells Fargo Clearing Services, Llc
  Portland, ME
• 2002-09-25 → 2003-07-01
  Prudential Equity Group, Llc
  Portland, ME

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-07-19
• S63 Uniform Securities Agent State Law Examination
  1995-06-23

Other Names

• Vin Sbano
• Vincent Joseph Sbano
• Vincent Sbano