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Neil Joseph Farrell

Farrell Financial

Orchard Park, NY

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Current Employers
Farrell Financial

21 Princeton Place Suite 105, Orchard Park, NY 14127 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-15
  • NY RA
    APPROVED
    Since 2022-07-15

Branch Locations

21 Princeton Place Suite 105, Orchard Park, NY 14127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc Orchard Park NY 05/2014 07/2022
Arbor Point Advisors Orchard Park NY 05/2014 07/2022
Farrell Financial Orchard Park NY 07/2014 Present
  • 05/2014 → 07/2022
    Securities America Inc
    Orchard Park, NY
  • 05/2014 → 07/2022
    Arbor Point Advisors
    Orchard Park, NY
  • 07/2014 → Present
    Farrell Financial
    Orchard Park, NY
Previous Registrations
  • 2014-05-08 → 2022-08-15
    Arbor Point Advisors
    Orchard Park, NY
  • 2014-04-11 → 2014-05-09
    Cadaret, Grant & Co., Inc.
    Orchard Park, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-10
S63 Uniform Securities Agent State Law Examination 1995-08-07
  • S65 Uniform Investment Adviser Law Examination
    2014-04-10
  • S63 Uniform Securities Agent State Law Examination
    1995-08-07
Other Names
  • Neil Farrell

View on SEC IAPD

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Other Offices

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LPL FINANCIAL LLC · ORCHARD PARK, NY
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