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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-19 |
| SC | RA | APPROVED | 2020-04-08 |
| NJ | RA | APPROVED | 2016-06-07 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
2820 Old 96 Indian Trail Road, Wagener, SC 29614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Milford | NJ | 07/2002 | Present |
| Ibex Wealth Advisors, Llc | Milford | NJ | 01/2014 | 12/2021 |
| Private Advisor Group, Llc | Milford | NJ | 05/2016 | Present |
1. 11/18/2015 - No Business Name - Investment Related - Home Based - Tax Prep/Accounting/CPA - STARTED 12/31/2009 - 10 Hours Per Month/0 Hours During Securities Trading - Tax Prep. 2. 6/8/2016 - Private Advisor Group, LLC - DBA: (Hybrid) Daniel M. Rosenthal Financial Consultant - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start 06/15/2016 - 144 Hours Per Month During Securities Trading - Provide the following advisory services: Financial planning services. Portfolio Management for individuals and/or small businesses I am compensated for my advisory services by A percentage of assets under my management Not all IARs associated with my RIA are also securities-registered with LPL Financial. This RIA is also a DBA of my LPL business. 3. 6/9/2016 - Private Advisor Group LLC - DBA: (Hybrid) Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/15/2016 - 140 Hours Per Month During Securities Trading - Provide the following advisory services: Financial planning services Portfolio Management for individuals and/or small businesses I am compensated for my advisory services by A percentage of assets under my management Not all IARs associated with my RIA are also securities-registered with LPL Financial. This RIA is not a DBA of my LPL business. 4. 6/13/2016 - Daniel M Rosenthal Financial Consultant - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/17/2016 - 25 Hours Per Month During Securities Trading - Provide the following advisory services: Financial planning services. Portfolio Management for individuals and/or small businesses I am compensated for my advisory services by A percentage of assets under my management This DBA is also the DBA of my RIA business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-14 |
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