Joseph James Maltese

Current Employers

Employment History

• 04/1995 → 11/2018
  Signator Investors, Inc.
  Jacksonville, FL
• 08/2007 → Present
  Allegiance Financial Advisors, Inc.
  Jacksonville, FL
• 11/2018 → Present
  Osaic Wealth, Inc.
  Jacksonville, FL
• 08/2017 → Present
  Joseph J. Maltese Financial Services, Llc
  Jacksonville, FL

Other Businesses

1. THE AMERICAN LEGION POSITION: S.A.L Commander NATURE: 501(c)19 - Veterans Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/02/2017 ADDRESS: 4280 Oldfield Crossing, Jacksonville FL 32223, United States DESCRIPTION: Train young men on the functions of the American Legion, U.S. History, Flag Etiquette. Organize events that help veterans. 2. DELLA PORTA AGENCY, LLC POSITION: Insurance Broker NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 67 SECURITIES TRADING HOURS: 67 START DATE: 05/15/1995 ADDRESS: 3112 St. Johns Bluff Road S, Jacksonville FL 32246, United States DESCRIPTION: Insurance broker 3. DP BROKERAGE, INC. POSITION: Insurance Broker NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 02/24/2005 ADDRESS: 3112 St. Johns Bluff Road S, Jacksonville FL 32246, United States DESCRIPTION: Insurance broker - sale of fixed insurance products 4. ALLEGIANCE FINANCIAL ADVISORS, INC./ POSITION: Advisor NATURE: C Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 75 SECURITIES TRADING HOURS: 75 START DATE: 07/30/2007 ADDRESS: 3112 St. Johns Bluff Road S, Jacksonville FL 32246, United States DESCRIPTION: Asset allocation and asset management of individual client accounts, financial planning 5. JOSEPH J. MALTESE FINANCIAL SERVICES, LLC POSITION: Member NATURE: LLC DBA used for marketing INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/13/2017 ADDRESS: 3112 St. Johns Bluff Road S, Jacksonville FL 32246, United States DESCRIPTION: This DBA is a marketing entity only

Exams

• S66 Uniform Combined State Law Examination
  2007-11-16
• S63 Uniform Securities Agent State Law Examination
  2005-05-18

Designations

Other Names

• Joseph J Maltese