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Current Employers
15 Wealth Advisors Llc

291 N Archer Ave, Mundelein, IL 60060 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-16
  • IL RA
    APPROVED
    Since 2026-07-16

Branch Locations

291 N Archer Ave, Mundelein, IL 60060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc Houston TX 03/1999 07/2023
American General Financial Advisors, Inc Anaheim CA 05/2002 07/2023
Sagepoint Financial, Inc. Phoenix AZ 09/2014 07/2023
Woodbury Financial Services, Inc. Greenbriar TX 07/2015 07/2023
Agia Houston TX 12/2022 07/2023
Lpl Financial Llc Randolph ME 11/2023 Present
Unemployed Randolph ME 07/2023 10/2023
Lpl Financial Llc Randolph ME 11/2023 07/2024
Tsfg, Llc Mundelein IL 11/2023 07/2026
15 Wealth Advisors Llc Mundelein IL 06/2026 Present
15 Wealth Advisors Llc Mundelein IL 11/2023 Present
Royal Alliance Associates, Inc. Houston TX 09/2015 07/2023
  • 03/1999 → 07/2023
    Houston, TX
  • 05/2002 → 07/2023
    American General Financial Advisors, Inc
    Anaheim, CA
  • 09/2014 → 07/2023
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 07/2015 → 07/2023
    Woodbury Financial Services, Inc.
    Greenbriar, TX
  • 12/2022 → 07/2023
    Agia
    Houston, TX
  • 11/2023 → Present
    Lpl Financial Llc
    Randolph, ME
  • 07/2023 → 10/2023
    Unemployed
    Randolph, ME
  • 11/2023 → 07/2024
    Lpl Financial Llc
    Randolph, ME
  • 11/2023 → 07/2026
    Mundelein, IL
  • 06/2026 → Present
    Mundelein, IL
  • 11/2023 → Present
    Mundelein, IL
  • 09/2015 → 07/2023
    Royal Alliance Associates, Inc.
    Houston, TX
Previous Registrations
  • 2024-08-13 → 2026-07-30
    Mundelein, IL
    Lake Forest, IL
    Mundelein, IL
  • 2000-09-29 → 2023-08-09
    Houston, TX
    Houston, TX
    Houston, TX
    Randolph, ME
  • 2015-07-22 → 2016-04-04
    Woodbury Financial Services, Inc.
    Houston, TX
    Houston, TX
    Phoenix, AZ
  • 2014-09-24 → 2016-04-04
    Osaic Services, Inc.
    Houston, TX
    Scottsdale, AZ
  • 2015-09-14 → 2016-04-01
    Fsc Securities Corporation
    Houston, TX
    Houston, TX
    Phoenix, AZ
  • 2014-09-11 → 2014-09-23
    Osaic Services, Inc.
    Houston, TX
    Scottsdale, AZ
  • 2002-08-06 → 2009-05-02
    American General Financial Advisors, Inc.
    Anaheim, CA
Other Businesses

1) 11/20/2023 - TS Financial Group - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - start date: 11/20/2023 - 160hrs/month - 100% time spent 2) 09/12/2024 - J Hughes Financial Group PLLC - Business Entity For Tax/Investment Purposes Only - Advisor - Not Investment Related - Home Based - Start Date 08/30/2024 - 5 Hours per Month/ During Trading 3) 06/26/2026 - 15 Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/24/2024 - 40 Hours per Month/ During Trading 4) 06/26/2026 - 15 Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 160 Hours per Month/ During Trading 5) 06/26/2026 - GradePoint Insurance - DBA 15 Insurance Group , BackNine, Capitas - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/23/2024 - 5 Hours per Month/ During Trading 6) 07/13/2026 - 15 Wealth / GradePoint Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2026 - 160 Hours per Month/ During Trading 7) 07/31/2026 - 15 Wealth Advisors LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 07/27/2026 - 20 Hours per Month/ 10 Hours During Trading - I provide investment advisory services through 15 Wealth Advisors LLC, an independent investment advisor firm. I started this business activity in 07/2026. I expect to spend approximately 20 hours per month on this activity. Please see the Form ADV for the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-23
S63 Uniform Securities Agent State Law Examination 1995-06-19
  • S65 Uniform Investment Adviser Law Examination
    1999-08-23
  • S63 Uniform Securities Agent State Law Examination
    1995-06-19
Other Names
  • Jeffrey Hughes
  • Jeff M Hughes

View on SEC IAPD

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