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John Gregory Pedotto

Schwab Wealth Advisory, Inc.

Lone Tree, CO

CRD 2615205

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-08-10
TX RA APPROVED 2021-08-10
  • CO RA
    APPROVED
    Since 2021-08-10
  • TX RA
    APPROVED
    Since 2021-08-10

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 01/1996 05/2021
Charles Schwab Bank Lone Tree CO 06/2013 05/2021
Charles Schwab & Co., Inc Lone Tree CO 07/2021 Present
Schwab Wealth Advisory Inc Lone Tree CO 07/2021 Present
Unemployed Lone Tree CO 05/2021 07/2021
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-01
S63 Uniform Securities Agent State Law Examination 1996-03-01
  • S65 Uniform Investment Adviser Law Examination
    1999-10-01
  • S63 Uniform Securities Agent State Law Examination
    1996-03-01
Designations
  • Certified Financial Planner

View on SEC IAPD

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