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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-22
PA RA APPROVED 2015-04-13
  • TX RA
    APPROVED_RES
    Since 2026-02-22
  • PA RA
    APPROVED
    Since 2015-04-13

Branch Locations

1641 South Market Street, Elizabethtown, PA 17022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Elizabethtown PA 04/2015 Present
Fulton Bank Elizabethtown PA 04/2015 11/2019
Raymond James Financial Services Advisors Inc. Elizabethtown PA 04/2015 Present
Fulton Financial Advisors Elizabethtown PA 04/2015 11/2019
Fulton Bank Elizabethtown PA 04/2015 Present
  • 04/2015 → Present
    Raymond James Financial Services,Inc
    Elizabethtown, PA
  • 04/2015 → 11/2019
    Fulton Bank
    Elizabethtown, PA
  • 04/2015 → Present
    Elizabethtown, PA
  • 04/2015 → 11/2019
    Fulton Financial Advisors
    Elizabethtown, PA
  • 04/2015 → Present
    Fulton Bank
    Elizabethtown, PA
Previous Registrations
Other Businesses

(1)Name of Business: Fulton Financial Advisors Address: 1641 S Market St, Elizabethtown, PA, 17022, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/13/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-09
S63 Uniform Securities Agent State Law Examination 2000-08-31
  • S66 Uniform Combined State Law Examination
    2013-07-09
  • S63 Uniform Securities Agent State Law Examination
    2000-08-31

View on SEC IAPD

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