William George Franey

Current Employers

The Wealth Alliance, Llc

105 Broadhollow Road, Melville, NY 11747 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-04-16

NY RA
APPROVED

Since 2024-04-16

Branch Locations

105 Broadhollow Road, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Amerimerchant Holdings Llc Dba Capify	New York City	NY	10/2014	03/2018
Newtek Business Services Corp.	Lake Success	NY	07/2018	09/2019
The Wealth Alliance, Llc	Melville	NY	08/2019	Present
Unemployed	New York City	NY	04/2018	06/2018

10/2014 → 03/2018

Amerimerchant Holdings Llc Dba Capify

New York City, NY
07/2018 → 09/2019

Newtek Business Services Corp.

Lake Success, NY
08/2019 → Present

The Wealth Alliance, Llc

Melville, NY
04/2018 → 06/2018

Unemployed

New York City, NY

Other Businesses

1. Rental property owner; investment-related; Rego Park, NY 11374; rental property; property owner; hours/month: 0; hours/month during securities trading hours: 0; owner of property rented to third parties. 2. GTX Enterprises LLC; Investment-related; Melville, NY, 11787; Real estate holdings company; Chief Financial Officer; hours/month: 2; hours/month during securities trading hours: 0; accounting record keeping.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-04-16
S63	Uniform Securities Agent State Law Examination	1999-01-20

S65 Uniform Investment Adviser Law Examination

2024-04-16
S63 Uniform Securities Agent State Law Examination

1999-01-20

Other Names

William G Franey
Bill Franey

View on SEC IAPD