Leonard James Rowley

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Grand Haven, MI
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-01-04 → 2021-06-11
  Voya Financial Advisors, Inc.
  Overland Park, KS
  Grand Haven, MI
  Orlando, FL
  Lake St. Louis, MO
  Windsor, CT
  Marinette, WI

Other Businesses

1) NAME OF OTHER BUSINESS: GET BARRELED APPAREL; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: APPAREL DESIGN; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SELLING APPAREL;

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-11-09
• S63 Uniform Securities Agent State Law Examination
  1998-05-28