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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-02-20 |
| TX | RA | APPROVED_RES | 2024-06-27 |
| KY | RA | APPROVED | 2021-04-01 |
| FL | RA | APPROVED | 2021-03-26 |
Branch Locations
2709 W Fairbanks Ave Ste 100, Winter Park, FL 32789 • United States
St Petersburg, FL • United States
407 Blondeau St., Ste. 2, Keokuk, IA 52632-5657 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Templeton Distributors, Inc. | St Petersburg | FL | 03/2001 | 10/2020 |
| Franklin Templeton Financial Services Corp. | St. Petersburg | FL | 06/2019 | 10/2020 |
| Ameriprise Financial Services, Llc | Louisville | KY | 01/2021 | Present |
Business Ownership; Rummells Farms Inc; Input on buy sell decisions for the farm land.; Farming. We rent farm land and custom farm as well.; 328 Sweet Pine TR, , Ponte Vedra, FL, 32081; Not Investment-Related; 01/01/2000; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Rummells Farms Inc; 2nd Vice President; 328 Sweet Pine TR, , Ponte Vedra, FL, 32081; Investment-Related; 09/30/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-03 |
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