Kevin G Thompson

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Kestra Investment Services, Llc
  La Jolla, CA
• 04/2016 → Present
  Kestra Advisory Services, Llc
  La Jolla, CA

Previous Registrations

• 2009-06-01 → 2015-03-23
  Morgan Stanley
  La Jolla, CA
• 2008-10-16 → 2009-06-01
  Morgan Stanley & Co. Llc
  La Jolla, CA
• 2004-11-08 → 2005-04-01
  Wealth Advisors, Inc.
  San Diego, CA
• 2001-04-12 → 2002-11-07
  Morgan Keegan & Company, Llc
  Sarasota, FL

Other Businesses

Name: FINANCIAL PARTNERS Investment Related: Yes Address: 888 PROSPECT ST STE 200 LA JOLLA CA 92037 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 3/16/2015 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I work with clients to help them with their investments and retirement planning. Name: American Financial Network Inc Investment Related: Yes Address: 10 Point Drive #330 Brea CA 92821 Nature of Business: Loan/Mortgage/Lending Related Position, Title or Relationship: Loan officer Start Date: 5/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Loan origination. I would take loan applications, collect supporting documentation and submit this information to a loan processor for underwriting. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: TRUSTEE FOR THE DAVID C THOMPSON REVOCABLE TRUST POSITION: trustee NATURE: Legal/Attorney/Trustee/Executor INVESTMENT RELATED: Yes # OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 05/28/2015 ADDRESS: 3618 4th Ave NE, Bradenton FL 34208, United States DESCRIPTION: Handle estate and accounts for the trust

Exams

• S66 Uniform Combined State Law Examination
  2008-09-08
• S65 Uniform Investment Adviser Law Examination
  1997-05-30
• S63 Uniform Securities Agent State Law Examination
  1995-06-16

Other Names

• Kevin Glenn Thompson
• Kevin G Thopson