Shane Michael Zaruba

Current Employers

Employment History

• 09/1994 → 02/2021
  Retirement Plans Limited
  Hudson, WI
• 02/1998 → 09/2025
  Avantax Investment Services, Inc.
  Sayner, WI
• 03/2004 → 09/2025
  Avantax Advisory Services
  Sayner, WI
• 09/1994 → 12/2023
  Northwoods Pension Services, Inc. [Formerly Retirement Plans Lim
  Sayner, WI
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Sayner, WI
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2026 → Present
  Shane Zaruba
  Sayner, WI

Previous Registrations

• 2004-03-04 → 2025-09-05
  Avantax Advisory Services
  Hudson, WI
  Hudson, WI
  Sayner, WI

Other Businesses

1) SAYNER COMMUNITY CHURCH POSITION: Congregation member NATURE: Historic church built circa 1915 is in need of physical repairs and regular services were suspended a couple years ago. Services have been revived and the Church has been issued a favorable determination letter from the IRS recognizing it as a tax exempt [Church] organization to raise funds to renovate the building. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2023 ADDRESS: 2995 Plum Lake Drive, P.O. Box 102, Sayner WI 54560, United States DESCRIPTION: Board President [5 member board]. From the By Laws: "The President shall preside at all meetings of the Board of Directors and have the power to sign contracts and any other legal documents on behalf of the Corporation as approved by motion of the Board of Directors. The President may delegate authority in accordance with these Bylaws, as required, to such persons as the President may select." On a practical note - I call meetings when appropriate, create meeting agendas, vet and hire [with Board approval] contractors when and if needed for work on the building and the grounds, I pay the utility bills, deposit contributions when received. I also help caretake for the property. The Board, myself included, will be engaging in fund raising activities to renovate the building. 2) NAME OF OTHER BUSINESS: SHANE ZARUBA (SOLE PROPRIETOR); INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX PREPARATION; START DATE: 03/2026; POSITION/TITLE/RELATIONSHIP: SOLE PROPRIETOR; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PREPARING INDIVIDUAL TAX RETURNS AS NEEDED; 3) NAME OF OTHER BUSINESS: BERRY HAVEN INN LLC; INVESTMENT RELATED: NO; ADDRESS: 2976 PLUM LAKE DRIVE SAYNER, WI 54560; NATURE OF BUSINESS: VACATION RENTAL; START DATE: 01/2021; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: VACATION RENTAL HOME, PASSIVE OWNER;

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-21
• S63 Uniform Securities Agent State Law Examination
  1998-02-10

Other Names

• Shane Zaruba