Joseph Leo Rooyakkers

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → Present
  Wealth Management Services
  Fraser, CO
• 02/2007 → 10/2024
  American Portfolios
  Fraser, CO
• 10/2024 → Present
  Osaic Advisory Services
  Atlanta, GA
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2008-02-22 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY

Other Businesses

WEALTH MANAGEMENT SVCS DBA - INVESTMENTS/INSURANCE - OWNER - SERVING CLIENTS - INVESTMENT-RELATED - 03/06 TO PRESENT

Exams

• S66 Uniform Combined State Law Examination
  2008-02-05
• S63 Uniform Securities Agent State Law Examination
  1996-05-24

Other Names

• Joe Rooyakkers
• Joe Rooyakkers