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Joseph Leo Rooyakkers

Osaic Advisory Services, LLC

Fraser, CO

Atlanta, GA

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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-20
CA RA APPROVED 2024-10-12
CO RA APPROVED 2024-10-12
MI RA APPROVED 2024-10-12
MN RA APPROVED 2024-10-12
  • TX RA
    APPROVED_RES
    Since 2025-02-20
  • CA RA
    APPROVED
    Since 2024-10-12
  • CO RA
    APPROVED
    Since 2024-10-12
  • MI RA
    APPROVED
    Since 2024-10-12
  • MN RA
    APPROVED
    Since 2024-10-12

Branch Locations

511 Zerex Street Unit B209B, Fraser, CO 80442 • United States

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Management Services Fraser CO 03/2006 Present
American Portfolios Fraser CO 02/2007 10/2024
Osaic Advisory Services Atlanta GA 10/2024 Present
Osaic Wealth, Inc. Scottsdale AZ 10/2024 Present
  • 03/2006 → Present
    Wealth Management Services
    Fraser, CO
  • 02/2007 → 10/2024
    American Portfolios
    Fraser, CO
  • 10/2024 → Present
    Osaic Advisory Services
    Atlanta, GA
  • 10/2024 → Present
    Osaic Wealth, Inc.
    Scottsdale, AZ
Previous Registrations
  • 2008-02-22 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

WEALTH MANAGEMENT SVCS DBA - INVESTMENTS/INSURANCE - OWNER - SERVING CLIENTS - INVESTMENT-RELATED - 03/06 TO PRESENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-05
S63 Uniform Securities Agent State Law Examination 1996-05-24
  • S66 Uniform Combined State Law Examination
    2008-02-05
  • S63 Uniform Securities Agent State Law Examination
    1996-05-24
Other Names
  • Joe Rooyakkers
  • Joe Rooyakkers

View on SEC IAPD

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