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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-07
MN RA APPROVED 2013-12-03
WI RA APPROVED 2005-11-02
  • TX RA
    APPROVED_RES
    Since 2026-04-07
  • MN RA
    APPROVED
    Since 2013-12-03
  • WI RA
    APPROVED
    Since 2005-11-02

Branch Locations

12 Long Lake Road Suite 5A, Mahtomedi, MN 55115-6814 • United States

Saint Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 09/1997 03/2020
Ameriprise Financial Services, Llc Lake Elmo MN 03/2020 Present
Other Businesses

Business Ownership; Goose Lake Lodge LLC; Owner of LLC for my lease on my office.; Real Estate; 1751 Hampshire Avenue, , St. Paul, MN, 55116; Not Investment-Related; 02/01/2021; 0 hours per month; 0 during trading hours. Other Business Activities; Committee Member - Gloria Dei Lutheran Church; Gift, Grants and Memorials Committee Member of a committee that reviews requests for allocations of funds in the Gifts, Grants and Memorials portion of the church budgetj.; 700 Snelling Avenue South, , St. Paul, MN, 55116; Not Investment-Related; 06/17/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-05-31
  • S63 Uniform Securities Agent State Law Examination
    1995-05-31

View on SEC IAPD

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