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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-06-20
TX RA APPROVED 2015-07-23
SC RA APPROVED 2008-07-28
  • CO RA
    APPROVED
    Since 2019-06-20
  • TX RA
    APPROVED
    Since 2015-07-23
  • SC RA
    APPROVED
    Since 2008-07-28

Branch Locations

227 Business Center Dr, Pawleys Island, SC 29585 • United States

2050 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Myrtle Beach SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Myrtle Beach SC 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-21
S63 Uniform Securities Agent State Law Examination 1995-07-13
  • S66 Uniform Combined State Law Examination
    2001-08-21
  • S63 Uniform Securities Agent State Law Examination
    1995-07-13
Designations

View on SEC IAPD

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