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William Churchill Garter

Wells Fargo Clearing Services, LLC

Richmond, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-04
VA RA APPROVED 2008-07-11
  • TX RA
    APPROVED
    Since 2020-03-04
  • VA RA
    APPROVED
    Since 2008-07-11

Branch Locations

1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Glen Allen VA 06/2008 Present
Wells Fargo Advisors Llc Mechanicsville VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mechanicsville VA 11/2016 Present
  • 06/2008 → Present
    Wachovia Bank, N.A.
    Glen Allen, VA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Mechanicsville, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Mechanicsville, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-18
  • S66 Uniform Combined State Law Examination
    2008-03-18
Other Names
  • William C Garter
  • William Churchhill Garter
  • William Churchill Garter

View on SEC IAPD

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WEALTHCARE CAPITAL MANAGEMENT LLC
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AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Richmond, VA

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