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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

1819 Short Branch Dr Ste 101, Trinity, FL 34655 • United States

100 2Nd Ave S Ste 402N, St Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc Port Richey FL 05/2016 10/2016
Waddell & Reed, Inc Port Richey FL 11/2016 07/2021
Various Insurance Carriers For W&R Insurance Agencies Clearwater FL 11/2016 07/2021
Jerrold Angel Port Richey FL 10/2016 04/2017
Angel & Associates Inc (Dba) Port Richey FL 07/1997 04/2017
Angel Tax Preparation Port Richey FL 10/2016 02/2017
Patrick Gallagher Port Richey FL 03/2017 07/2021
Coastal Tax Advisory Group Port Richey FL 02/2017 07/2021
Angel, Gallagher & Associates (Dba) Tampa FL 07/2017 07/2021
Lpl Financial Llc Trinity FL 07/2021 Present
  • 05/2016 → 10/2016
    Signator Investors, Inc
    Port Richey, FL
  • 11/2016 → 07/2021
    Waddell & Reed, Inc
    Port Richey, FL
  • 11/2016 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Clearwater, FL
  • 10/2016 → 04/2017
    Jerrold Angel
    Port Richey, FL
  • 07/1997 → 04/2017
    Angel & Associates Inc (Dba)
    Port Richey, FL
  • 10/2016 → 02/2017
    Angel Tax Preparation
    Port Richey, FL
  • 03/2017 → 07/2021
    Patrick Gallagher
    Port Richey, FL
  • 02/2017 → 07/2021
    Coastal Tax Advisory Group
    Port Richey, FL
  • 07/2017 → 07/2021
    Angel, Gallagher & Associates (Dba)
    Tampa, FL
  • 07/2021 → Present
    Trinity, FL
Previous Registrations
  • 2016-11-15 → 2021-07-21
    Waddell & Reed
    Trinity, FL
    Charleroi, PA
    St Petersburg, FL
Other Businesses

1)08/21/2021 - Wealth Bridge Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2019 2)08/21/2021 - Coastal Tax Advisory Group - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start: 02/2017

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-21
S63 Uniform Securities Agent State Law Examination 1996-08-01
  • S66 Uniform Combined State Law Examination
    2016-10-21
  • S63 Uniform Securities Agent State Law Examination
    1996-08-01

View on SEC IAPD

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