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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-03 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
15260 Ventura Boulevard Suite 1900, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Woodland Hills | CA | 06/2009 | 01/2025 |
| Morgan Stanley Smith Barney | Sherman Oaks | CA | 01/2025 | Present |
1.33% PASSIVE OWNERSHIP IN PROPERTY AT 4009 DON TOMASO LOS ANGELES, CA 90008 2.Film L.A. Inc-Owner- effective 02/2016 3.Santa Clarita Film Office; Investment related-No; California; Sources homes for film shoots; Owner of property(proprietor, partner, officer, director, employee, trustee, agent); Mar 2018; During business hours: 0; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-14 |
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