Andrew Bert Fishman

Current Employers

Affiance Financial Llc

600 Highway 169 South Suite 1750, St. Louis Park, MN 55426 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-04-07
MN	RA	APPROVED	2014-01-22

CA RA
APPROVED

Since 2025-04-07
MN RA
APPROVED

Since 2014-01-22

Branch Locations

Rancho Mirage, CA • United States

600 Highway 169 South Suite 1750, St. Louis Park, MN 55426 • United States

Private Client Services, Llc

2225 Lexington Road, Louisville, KY 40206 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2019-07-03

MN RA
APPROVED

Since 2019-07-03

Branch Locations

600 Highway 169 South, St. Louis Park, MN 55426 • United States

4351 West College Ave Suite 420, Appleton, WI 54914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Affiance Financial Llc	St Louis Park	MN	01/2000	Present
Cetera Advisor Networks Llc	El Segundo	CA	01/2013	05/2017
Private Client Services	Louisville	KY	05/2017	Present

01/2000 → Present

Affiance Financial Llc

St Louis Park, MN
01/2013 → 05/2017

Cetera Advisor Networks Llc

El Segundo, CA
05/2017 → Present

Private Client Services

Louisville, KY

Previous Registrations

2004-12-14 → 2017-05-16

Cetera Wealth Services, Llc

St Louis Park, MN

Minnetonka, MN

Minnetonka, MN

Other Businesses

1. NAME OF OTHER BUSINESS: AFFIANCE FINANCIAL, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 07/26/2011 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SERVICES TO INCLUDE INVESTMENT MANAGEMENT AND FINANCIAL PLANNING 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE AND LIFE SETTLEMENTS; 3. HARD MONEY, LLC, INVESTMENT RELATED, 601 CARLSON PKWY #1080, MINNETONKA, N 55305 MORTGAGE BROKER STARTED 8/2015 LESS THAN 1 HOUR PER WEEK, NONE DURING TRADING HOURS 4. GameFish Inc; 14573 Durham Road, Minnetonka, MN 55343. Investment related; President - owner/operator of financial services company. 160 hrs/month, 120 hrs during trading, operates as the holding company for Mr. Fishman's ownership in Affiance Financial, LLC 5. Fishman LLC. 14573 Durham Rd, Minnetonka, MN 55345. Passive investment (personal) real estate. No position or duties. 0 hours/mo. 6. Advisor Net Financial. 701 4th Ave S, Ste 1500, Minneapolis, MN 55415. Financial Services. Minority owner- passive investment. 0 hours/mo. 7. Adath Jeshurun Congregation. 10500 Hillside Ln, Minnetonka, MN 55305. Religious organization-Synagogue foundation. Chair of the Invest and committee for the synagogue foundation. 1 hr/mo; 0 during trading hrs.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-05-30

S63 Uniform Securities Agent State Law Examination

1995-05-30

Designations

View on SEC IAPD