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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-02-08
  • PA RA
    APPROVED
    Since 2022-02-08

Branch Locations

328 Innovation Boulevard Suite 301, State College, PA 16803 • United States

Lock Haven, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Llc Pittsburgh PA 03/2016 02/2017
Santander Bank, Na Boston MA 02/2017 09/2019
Santander Securities, Llc Dorchester MA 02/2017 09/2019
Infinex Investments, Inc. Meriden CT 09/2019 01/2022
First Commonwealth Jersey Shore PA 09/2019 01/2022
Tiaa State College PA 01/2022 Present
Tiaa-Cref Individual & Institutional Services, Llc State College PA 01/2022 Present
  • 03/2016 → 02/2017
    Pnc Investments Llc
    Pittsburgh, PA
  • 02/2017 → 09/2019
    Santander Bank, Na
    Boston, MA
  • 02/2017 → 09/2019
    Dorchester, MA
  • 09/2019 → 01/2022
    Infinex Investments, Inc.
    Meriden, CT
  • 09/2019 → 01/2022
    First Commonwealth
    Jersey Shore, PA
  • 01/2022 → Present
    Tiaa
    State College, PA
  • 01/2022 → Present
    State College, PA
Previous Registrations
  • 2019-09-09 → 2022-01-31
    Renovo, PA
    State College, PA
    Beech Creek, PA
    South Williamsport, PA
    State College, PA
    Lock Haven, PA
    Williamsport, PA
    Muncy, PA
    Jersey Shore, PA
  • 2017-03-07 → 2019-09-06
    State College, PA
    Williamsport, PA
    Montoursville, PA
    Harrisburg, PA
    Williamsport, PA
    Williamsport, PA
    State College, PA
    State College, PA
    Lewisburg, PA
    Lock Haven, PA
    Muncy, PA
    Milton, PA
    Lewisburg, PA
    Danville, PA
    Jersey Shore, PA
    Beech Creek, PA
    Beech Creek, PA
  • 2016-03-23 → 2017-03-01
    State College, PA
    Williamsport, PA
  • 2012-11-28 → 2015-04-30
    State College, PA
  • 2011-10-04 → 2012-03-02
    Cetera Investment Services Llc
    Wellsboro, PA
  • 2006-02-09 → 2011-10-07
    Uvest Financial Services Group, Inc.
    Jersey Shore, PA
    Wellsboro, PA
Other Businesses

RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/10/2010 ADDRESS: 704 E Church Street, Lock Haven PA 17745, United States DESCRIPTION: No responsibility. Spouse handles all upkeep.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-18
S63 Uniform Securities Agent State Law Examination 1995-06-07
  • S65 Uniform Investment Adviser Law Examination
    1997-08-18
  • S63 Uniform Securities Agent State Law Examination
    1995-06-07
Other Names
  • Debra Rae Murray

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