Roger Harris Saks

Current Employers

Employment History

• 12/2015 → Present
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO

Previous Registrations

• 2012-02-08 → 2015-12-04
  Barclays Capital Inc.
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Other Businesses

1. TREETOP ADVENTURE; OUTDOOR ADVENTURE PARK AND OBSTACLE COURSE; ARLINGTON ROAD,LEDGEWOOD, NJ,UNITED STATES-07852; OTHER; PRIVATE; CO-OWNER WITH POSSIBLE OUTSIDE INVESTORS; 17 JUL 2012; -2 HOURS PER MONTH AFTER SECURITIES TRADING HOURS; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS 2. RUBY'S NATURALS INC.; 64 FULTON STREET, SUITE 600, NY, NY 10038; NATURAL FOOD SNACKS; INDEPENDENT ADVISOR; 01/07/2015; 2 HOURS PER MONTH AFTER BUSINESS HOURS 3. DARL LLC; 64 Twin Brooks Road Saddle River NJ 07458; This is an LLC that owns 40 acres of land for development of a park; CO-Owner; passive investor; affiliation started 01/01/2012; 2 hours per month; not during securities trading hours; not investment-related. 4. Wharton Club of new Jersey; 130 Canoe Brook Road, Short Hills, NJ 07078; Non-profit alumni networking support group; Executive Board Member; Advise on club activities; 06/01/2020; 4 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 5. Northern Lake George Yacht Club; 40 Friends Point Dr S Hague NY 12836; sailing and social club; Board Member; Participate in occasional meetings and offer guidance/ suggestions through social activities and projects; 08/22/2023; 1.00hr/month; Not during securities trading hours; Not Investment-Related 6. Northern Lake George Yacht Club Junior Sailor Endowment Trust; 40 Friends Point Dr S Hague, NY 12836; sailing and social club; trustee; to advise on investment and allocation of funds; 08/29/2025; 1hr/mth; Not during securities trading hours; Not investment related

Exams

• S66 Uniform Combined State Law Examination
  2012-02-07
• S63 Uniform Securities Agent State Law Examination
  1995-05-05