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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| UT | RA | APPROVED | 1998-12-07 |
Branch Locations
2425 S Stearman Dr Ste 210, Chandler, AZ 85286 • United States
Chandler, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tempe | AZ | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Chandler | AZ | 03/2020 | Present |
Business Ownership; Shell Creek Beef; Co-owner; Beef Distribution to consumers and businesses; 2781 S Nolina Pl, , Chandler, AZ, 85286; Not Investment-Related; 07/23/2026; 1 to 9 hours per month; 0 during trading hours. Board of Directors; ESI; none; 4460 S Cobblestone StGilbert, AZ 85297, ,; ; 10/16/2015; 1 to 9 hours per month; 0 during trading hours / AbleShot; Board Member; 92 E Harrison St, , Gilbert, AZ, 85295; Not Investment-Related; 03/01/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-16 |
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