James William Orten

Current Employers

Employment History

• 04/1995 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Monroe, LA
• 11/2009 → Present
  Bank Of America, N.A.
  Monroe, LA

Other Businesses

I*131852 Entity Type: For-Profit Organization Name of outside business organization: Orten, LLC Investment related: No Address of business: Farmerville, Louisiana 71241 Position, title, association: Family Held Start date of relationship: 10/10/2019 Number of hours devoted: 4 hours Annually Number of hours devoted during trading hours: 0 Duties: My two sisters and I were given our inheritance property from our mom. It consists of appx 180 acres of pine plantation timber and pasture land in Union Parish La. We put the property in the name of Orten, LLC until we sell the property. SUB S CORP PORTCO INC DBA JOHNNYS PIZZA FAMILY OWNED BUSINESS WHICH SPOUSE MANAGES, 1988, 3-4/YR, 0 DRNG TRDNG HRS, NOT INVST RLTD. TRIPLE O FARMS A FAMILY OWNED POULTRY FARM WITH FATHER AND BROTHER I*87332 Entity Type: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BIG DADDY WEBB PROPERTIES LLC INVESTMENT RELATED: NO ADDRESS OF BUSINESS: FARMERVILLE, LOUISIANA 71241 POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 5/15/2012 NUMBER OF HOURS DEVOTED: 1 HOUR ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: LLC USED TO PURCHASE RECREATIONAL PROPERTY I*137619 For profit or not for profit: For-Profit Organization Name of outside business organization: Big Daddy's Paradise Investment related: No Address of business: Farmervile, Louisiana 71241 Position, title, association: Family Held Start date of relationship: 5/3/2021 Number of hours devoted: 1 hour Annually Number of hours devoted during trading hours: 0 Duties: Family Hunting Club I*: 2555278 Entity Type: For Profit Name of OBA: Two Rivers LLC Address: Farmerville, LA 71241 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 2/19/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Family Hunting Club. Recreational for family hunting. May sell the property in the future

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-07-14
• S63 Uniform Securities Agent State Law Examination
  1995-06-23

Other Names

• James W Orten