Best Investors Account Sign in

Tina M Avelar

Stifel, Nicolaus & Company, Incorporated

Las Cruces, NM

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-15
NM RA APPROVED 2021-04-22
  • TX RA
    APPROVED
    Since 2021-09-15
  • NM RA
    APPROVED
    Since 2021-04-22

Branch Locations

4400 Sonoma Ranch Blvd. Suite D, Las Cruces, NM 88011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated El Paso TX 08/1987 04/2021
Stifel Nicolaus & Co Inc Las Cruces NM 04/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-30
S63 Uniform Securities Agent State Law Examination 1995-10-27
  • S65 Uniform Investment Adviser Law Examination
    2003-09-30
  • S63 Uniform Securities Agent State Law Examination
    1995-10-27
Other Names
  • Tina Dozier
  • Tina M Bautista
  • Tina Marie Bautista

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
U.S. BANCORP ADVISORS, LLC
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
COALSON FINANCIAL SERVICES, LLC
EAGLE STRATEGIES LLC
LPL FINANCIAL LLC

Other Investors

JOSEPH WILLIAM DELAMATER
REBECCA MARIE PINCH
JACOB R DELAMATER
Margaret O'Kelley
Douglas Wesley Heward
Tanya Michelle Schlingman
Timothy James Gilliam
ANGELA RENEE PARRA-MCNEELY

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · LAS CRUCES, NM
U.S. BANCORP ADVISORS, LLC · Las Cruces, NM
EDWARD JONES · LAS CRUCES, NM
CETERA INVESTMENT ADVISERS LLC · LAS CRUCES, NM
EDWARD JONES · LAS CRUCES, NM
STATE FARM INVESTMENT MANAGEMENT CORP. · Las Cruces, NM
COALSON FINANCIAL SERVICES, LLC · LAS CRUCES, NM
EAGLE STRATEGIES LLC · LAS CRUCES, NM

More in Las Cruces, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor