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Scott Brian Makowski

Ally Invest Advisors

Charlotte, NC

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Current Employers
Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-04-12
  • NC RA
    APPROVED
    Since 2022-04-12

Branch Locations

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ally Invest Securities Llc Charlotte NC 05/2016 Present
Ally Invest Advisors Charlotte NC 04/2022 Present
  • 05/2016 → Present
    Ally Invest Securities Llc
    Charlotte, NC
  • 04/2022 → Present
    Charlotte, NC
Previous Registrations
Other Businesses

Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Manager - Client Services. Dually licensed. 04/11/2022. Hours per month vary. Manages licensed representatives servicing both self-directed and advisory accounts

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-11
S63 Uniform Securities Agent State Law Examination 1998-11-03
  • S66 Uniform Combined State Law Examination
    2022-04-11
  • S63 Uniform Securities Agent State Law Examination
    1998-11-03
Other Names
  • Scott Makowski
  • Scott Brian Makowski
  • Scott B Makowski

View on SEC IAPD

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