Keith Francis Brady

Current Employers

Employment History

• 08/2014 → Present
  Planmember Securities Corporation
  Carpinteria, CA
• 08/2014 → Present
  Mutual Inc.
  Farmingville, NY
• 12/2007 → Present
  South Shore Financial Services Llc
  West Islip, NY
• 06/2013 → Present
  Keith F. Brady
  Farmingdale, NY
• 09/2014 → Present
  Keith F. Brady
  Farmingville, NY

Previous Registrations

• 2013-11-18 → 2014-08-28
  Essex National Securities, Llc
  Wantagh, NY
• 2008-05-30 → 2013-07-03
  Essex National Securities, Llc
  New Hyde Park, NY
  Holbrook, NY
  New Hyde Park, NY
• 2006-10-04 → 2008-05-29
  Chase Investment Services Corp.
  Bayshore, NY
  Chicago, IL
  Brightwaters, NY
• 2006-04-13 → 2006-10-04
  Bny Investment Center Inc.
  Brightwaters, NY
  New York, NY
  New York, NY

Other Businesses

1) MUTUAL INC / Daybright Financial -2410 NORTH OCEAN AVE., STE 401, FARMINGVILLE, NY 11738; INVESTMENT RELATED; FINANCIAL/INVESTMENT/SECURITIES SALES & SVCS; REPRESENTATIVE; START DATE 8/14; 200 HRS/MNTH & DURING TRADING. 2) SOUTH SHORE FINANCIAL SVCS LLC-582 PAT DR, WEST ISLIP, NY 11795; NONINVESTMENT RELATED; ACCOUNTING & INDIVIDUAL TAX PREPARATION; PARTNER; START DATE 12/07; 20 HRS/MNTH; 0 HRS/MNTH DURING TRADING. 3) KEITH F. BRADY (SELF EMPLOYED)-2350 BROADHOLLOW RD, FARMINGDALE, NY 11735; NONINVESTMENT RELATED; ADJUNCT PROFESSOR OF ACCOUNTING-SUNY FARMINGDALE; START DATE 6/13; 25 HRS/MNTH; 0 HRS/MNTH DURING TRADING. 4)Keith F. Brady; 2410 North Ocean Ave, Suite 401 Farmingville NY 11738; Start date 9/1/2014; Insurance Sales Agent; Sales and service of insurance products; 12 hrs/mo; 10 hrs/mo during trading; IR 5)ADULTS AND CHILDREN WITH LEARNING DISABILITIES; 807 South Oyster Bay Rd., Bethpage NY 11714, Start date 1/1/2022; Board of Trustee member; Non-Profit that Assists and educates individuals with learning disabilities ; number of hrs/mo 3; number of hrs/mo during trading; NIR

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-08-18
• S63 Uniform Securities Agent State Law Examination
  1997-10-17