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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

611 South Friendswood Drive, Friendswood, TX 77546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Friendswood TX 10/2012 Present
Jpmorgan Chase Bank, N.A. Friendswood TX 02/1992 Present
Previous Registrations
  • 2000-03-29 → 2012-10-01
    Chase Investment Services Corp.
    Friendswood, TX
    Friendswood, TX
    Pearland, TX
    Friendswood, TX
    Friendswood, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-29
S63 Uniform Securities Agent State Law Examination 1995-06-02
  • S65 Uniform Investment Adviser Law Examination
    2000-03-29
  • S63 Uniform Securities Agent State Law Examination
    1995-06-02
Other Names
  • Lyn Lorraine Lanik
  • Lyn Dougherty
  • Lyn Lorraine Patterson

View on SEC IAPD

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