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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-23
FL RA APPROVED 1995-09-26
  • TX RA
    APPROVED_RES
    Since 2012-10-23
  • FL RA
    APPROVED
    Since 1995-09-26

Branch Locations

1103 W Cleveland St, Tampa, FL 33606-1914 • United States

1103 W Cleveland St, Tampa, FL 33606-1914 • United States

Tampa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tampa FL 09/2005 03/2020
Ameriprise Financial Services, Llc Tampa FL 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 1103 W Cleveland St, , Tampa, FL, 33606; Not Investment-Related; 01/01/2024 / Single Family; 3B-19 Estate Sans Souci & Guinea Gut, , St. John, VI, 00830; Not Investment-Related; 10/01/2024 / Commercial; 1103 W Cleveland St, Tampa FL, , Tampa, FL, 33606; Not Investment-Related; 09/01/2024. Business Ownership; Ascension Capital Holdings; Co-owner; LLC formed to buy building for advisory practice; 1103 W Cleveland St Tampa, Fl 33606, , Tampa, FL, 33606; Not Investment-Related; 01/04/2012; 1 to 9 hours per month; 0 during trading hours / TLJ Holdings LLC; Co-owner; Manage Ameriprise Business; 1103 W Cleveland St, , Tampa, FL, 33606; Not Investment-Related; 12/04/2017; 1 to 9 hours per month; 1 to 9 during trading hours / T&C Island Holdings LLC; Co-owner; Real Estate; 1103 W Cleveland St, Tampa FL, , Tampa, FL, 33606; Not Investment-Related; 03/02/2026; 0 hours per month; 0 during trading hours. Board of Directors; Leadership Tampa Bay; Board Member; 4001 W Tampa Bay Blvd, , Tampa, FL, 33614; Not Investment-Related; 07/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-17
  • S66 Uniform Combined State Law Examination
    2002-07-17

View on SEC IAPD

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