Douglas Eduardo Bermudez

Current Employers

Employment History

• 10/2012 → 11/2016
  Wells Fargo Advisors
  Palos Verdes, CA
• 11/2016 → 06/2019
  Wells Fargo Clearing Services, Llc
  Palos Verdes, CA
• 06/2019 → Present
  Lpl Financial, Llc
  Palos Verdes, CA
• 06/2019 → 06/2024
  Global Retirement Partners, Llc
  Palos Verdes, CA
• 06/2024 → Present
  Wellth Advisory Services, Llc
  Palos Verdes, CA

Previous Registrations

• 2019-06-07 → 2024-07-04
  Global Retirement Partners Llc
  Palos Verdes, CA
  San Rafael, CA
• 2012-10-10 → 2019-06-12
  Wells Fargo Clearing Services, Llc
  Rolling Hills Estates, CA
• 2010-01-25 → 2012-10-01
  Wells Fargo Insurance Services Investment Advisors, Inc.
  Torrance, CA
  San Francisco, CA

Other Businesses

1. 6/7/2019 - Strategic Retirement Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 7/11/2019 - Bermudez Hall Retirement Group - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 06/20/2019 - 1 Hours Per Month During Securities Trading. 3. 12/18/2019 - FlexMatch - Not Investment Related - At Reported Business Location(s) - Other-Student Loan Repayment Program - Started 09/01/2019 - 5 Hours Per Month During Securities Trading - Sales Person for FlexMatch. 4. 7/24/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 11/22/2019 - 4 Hours Per Month/0 Hours During Securities Trading. 5. 11/04/2022 - Pretekt LLC - Not Investment Related - At Reported Business Location(s) - Other - Healthcare Consulting, Non-Fiduciary Role - Managing Director, Point of Sales - Start Date - 10/01/2022 - 10 Hours Per Month/5 Hours During Securities Trading 6. 12/05/2024 - Independent Insurance Agent - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 11/01/2024 - 1 hour per month/ during trading 7. 12/24/2024 - WELLth Advisory Services, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 07/01/2024 - 120 hours per month/ 40 hours during trading - I provide investment advisory services through WELLth Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 7/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 01/15/2025- SRP Ventures V, LLC- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 11/12/2024- 1 Hour Per Month 9.04/29/2025 - WELLth Advisory Services, LLC - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - 50 Hrs/Mth - 40 Hrs During Trading - Start Date:12/19/2024

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-03-15
• S65 Uniform Investment Adviser Law Examination
  2009-12-26

Other Names

• Douglas Eduardo Bermudez