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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-19 |
| CO | RA | APPROVED | 1999-01-01 |
Branch Locations
3491 East Harmony Road Suite 210, Fort Collins, CO 80528-9669 • United States
Fort Collins, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporationrbc Capital Markets Corporation | Fort Collins | CO | 03/2008 | Present |
PASSIVE OWNER AT M&S LLC. LOCATED IN AT 6125 PARAGON CT, FORT COLLINS, 80525. BUSINESS DESCRIPTION: BUYING A SMALL RENTAL PROPERTY. START DATE: 10/17/2012 END DATE: TBD. ZERO HOURS WILL BE SPEND PER WEEK. ZERO HOURS SPEND DURING TRADING. ENTITY NAME: BIG HORN LLC; BUSINESS ADDRESS: 6125 PARAGON CT, FORT COLLINS, CO 80525; START DATE: 05/07/13; END DATE: 05/07/22; CAPACITY IN WHICH INVOLVED: OWNER ACTIVE; DUTIES: OWNER; TOTAL HOURS PER MONTH: 4; HOURS DEVOTED DURING TRADING HOURS: 0 (3) NAME OF ENTITY: Abbey Properties ADDRESS: 5225 Abbey Rd Fort Collins CO 80526 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental house in AZ CAPACITY: Partner START DATE: 10/28/21 DUTIES: non-managing partner HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-09 |
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