Alton Neil Green

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1994 → Present
  Dunagan Associates
  Carlsbad, NM
• 09/2014 → 06/2021
  Voya Financial Advisors
  Carlsbad, NM
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-08-17 → 2021-06-09
  Voya Financial Advisors, Inc.
  Longmont, CO
  Longmont, CO
  Washougal, WA
  Carlsbad, NM
  Carlsbad, NM
  Midvale, UT
  Tempe, AZ
  Midvale, UT
• 2003-10-03 → 2005-07-14
  American General Securities Incorporated
  Carlsbad, NM

Other Businesses

1) NAME OF ENTITY: N-X Ranch; No; 23815 S VACATION WAY; SUN LAKES; AZ; 85248; non-profit organization; Member at Large; 11/1/2010; 10; 10; help with annual budget and overall direction of the organization| 2) NAME OF ENTITY: Independent Insurance Agent; Yes; 212 W STEVENS ST; CARLSBAD; NM; 88220; fixed insurance sales; independent insurance agent; 8/17/2005; 120; 120; sales of fixed insurance products| 3) NAME OF ENTITY: H2OCFC; No; 1221 Miehls drive; CARLSBAD; NM; 88220; NON-PROFIT ORGANIZATION; Founder; 12/25/2019; 10; 5; I will help in the organization of supplying and delivering water and appurtenant equipment.| 4) NAME OF ENTITY: MARATHON OIL; No; 2717 Redondo Santa Fe, NE; Rio Rancho; NM; 87144; Mineral Rights; Royalty interest owner; 5/26/2020; 0; 0; I have no duties, just receive royalty income from past generations| 5) NAME OF OTHER BUSINESS: DIAMOND ESCROW; INVESTMENT RELATED: NO; ADDRESS: 1005 AVE G EUNICE, NM 88231; NATURE OF BUSINESS: REAL ESTATE; START DATE: 11/2014; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY; 6. NAME OF OTHER BUSINESS: UNIFIED FINANCIAL PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-29
• S63 Uniform Securities Agent State Law Examination
  1995-05-19

Other Names

• Boz Green