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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-09-13
  • NC RA
    APPROVED
    Since 2016-09-13

Branch Locations

214 N Tryon St Fl 33, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Banks, Inc. Charlotte NC 02/2013 Present
Suntrust Investment Services, Inca. Atlanta GA 02/2013 Present
Suntrust Advisory Services Atlanta GA 09/2016 Present
  • 02/2013 → Present
    Suntrust Banks, Inc.
    Charlotte, NC
  • 02/2013 → Present
    Suntrust Investment Services, Inca.
    Atlanta, GA
  • 09/2016 → Present
    Suntrust Advisory Services
    Atlanta, GA
Previous Registrations
  • 2004-04-05 → 2005-01-03
    Ncf Financial Services, Inc.
    Charlotte, NC
Other Businesses

BALD HEEAD ISLAND BEACH RENTAL HOUSE POSITION: Owner NATURE: Vacation Rental Home INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2017 ADDRESS: , Bald Head Island NC , United States DESCRIPTION: Rental Management

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-13
S63 Uniform Securities Agent State Law Examination 2001-03-08
  • S65 Uniform Investment Adviser Law Examination
    2004-02-13
  • S63 Uniform Securities Agent State Law Examination
    2001-03-08
Other Names
  • Stephen W (Jr) Hudzik

View on SEC IAPD

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