Sandi Y. Chui

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 05/2025
  Western International Securities, Inc.
  Lewisville, TX
• 05/2025 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 05/2025 → Present
  Kovack Advisors, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2013-05-02 → 2025-05-08
  Western International Securities, Inc.
  Pasadena, CA
  Pasadena, CA
  Highland Village, TX
  Pasadena, CA
  Highland Village, TX
• 2013-02-28 → 2013-03-26
  Citigroup Global Markets Inc.
  San Gabriel, CA
  Fountain Valley, CA
  San Francisco, CA
  San Jose, CA
• 2007-10-04 → 2013-02-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pasadena, CA
  Beverly Hills, CA
  Pasadena, CA
  Pasadena, CA

Other Businesses

1) MASS MUTUAL ASEND LIFE INSURANCE - 2513 BRANDYWINE DRVIE, FLOWER MOUND, TX 75028; INVESTMENT RELATED; START DATE FEBRUARY 18, 2026; FIXED ANNUITY SALES; FINANCIAL ADVISOR; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2007-11-30
• S63 Uniform Securities Agent State Law Examination
  1999-11-03

Other Names

• Sandi Chui