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L Maurice Rowe

Mml Investors Services, LLC

Bethesda, MD

Chevy Chase, MD

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2022-03-28
TX RA APPROVED 2022-03-28
  • MD RA
    APPROVED
    Since 2022-03-28
  • TX RA
    APPROVED
    Since 2022-03-28

Branch Locations

7101 Wisconsin Ave Suite 1200, Bethesda, MD 20814 • United States

Chevy Chase, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co. Of America Chevy Chase VA 10/1998 03/2022
Park Avenue Securities Llc Chevy Chase VA 05/1999 03/2022
Massmutual Life Insurance Co Bethesda MD 03/2022 Present
Mml Investors Services, Llc Bethesda MD 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-17
S65 Uniform Investment Adviser Law Examination 1998-01-29
S63 Uniform Securities Agent State Law Examination 1995-07-19
  • S66 Uniform Combined State Law Examination
    2017-08-17
  • S65 Uniform Investment Adviser Law Examination
    1998-01-29
  • S63 Uniform Securities Agent State Law Examination
    1995-07-19
Other Names
  • Mo Rowe
  • Maurice Iv Rowe
  • L Maurice Rowe
  • Maurice Rowe
  • Leon Maurice Rowe
  • Leon M Rowe
  • Leon M Rowe
  • Leon Maurice Rowe

View on SEC IAPD

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BLUE SPARROW FUNDS GP LLC · BETHESDA, MD
KALAMATA ASSET MANAGEMENT LLC · BETHESDA, MD
GLASSY MOUNTAIN ADVISORS, INC. · BETHESDA, MD
NOORDZEE CAPITAL LLC · BETHESDA, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BETHESDA, MD
HIGHTOWER ADVISORS, LLC · BETHESDA, MD
GOLDEN WEALTH STRATEGIES · Bethesda, MD

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