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2925 Richmond Avenue Suite 425, Houston, TX 77098 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-04 |
Branch Locations
2925 Richmond Avenue Suite 425, Houston, TX 77098 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legacy Asset Management, Inc. | Houston | TX | 09/2011 | 09/2019 |
| Inscription Capital, Llc | Houston | TX | 09/2019 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2019 | 06/2025 |
| Glasscock School For Continuing Education At Rice University | Houston | TX | 03/2013 | Present |
| Emerson Equity Llc | San Mateo | CA | 06/2025 | Present |
| Equity Indexed Insurance Sales | Houston | TX | 09/2019 | Present |
| Fixed Insurance Sales | Houston | TX | 09/2019 | Present |
1) CO DIRECTORSHIP & TEACHING FOR THE CFP (r) PROGRAM AT THE GLASSCOCK SCHOOL FOR CONTINUING STUDIES AT RICE UNIVERSITY, NOT INVESTMENT RELATED, 10100 MAIN STREET, HOUSTON, TX 77005, PREPARING CANDIDATES TO SIT FOR THE CERTIFIED FINANCIAL PLANNER EXAM, ACADEMIC DIRECTOR & INSTRUCTOR, DIRECTORSHIP OF CONTENT AND CURRICULUM AS WELL AS INSTRUCTION FOR THE CFP (r) GRADUATE CERTIFICATE PROGRAM, 20HRS A MONTH, 5 HRS A MONTH DURING SECURITIES TRADING HOURS, 03/2013 2) EQUITY INDEXED INSURANCE SALES-INVESTMENT RELATED, 2925 RICHMOND AVE, STE 425 HOUSTON, TX 77098, EQUITY INDEXED INSURANCE AND ANNUITY SALES, LICENSED AGENT, EQUITY INDEXED INSURANCE AND ANNUITY SALES, 5 HRS PER MONTH, 5 HRS PER MONTH DURING SECURITIES TRADING HOURS, 09/2019 3)FIXED INSURANCE SALES-INVESTMENT RELATED, 2925 RICHMOND AVE, STE 425 HOUSTON, TX 77098, LICENSED AGENT, FIXED INSURANCE AND ANNUITY SALES, 5 HRS A MONTH AND 5 HRS A MONTH DURING SECURITIES TRADING HOURS, 09/2019 4) INSCRIPTION CAPITAL-INVESTMENT RELATED, 2925 RICHMOND AVE., STE 425 HOUSTON, TX 77098, REGISTERED INVESTMENT ADVISORY FIRM, DIRECTOR OF FINANCIAL PLANNING, COMPREHENSIVE FINANCIAL PLANNING & INVESTMENT MANAGEMENT FOR HIGH NET WORTH INDIVIDUALS, 180 MONTH, 6.5 HRS PER DAY DEVOTED DURING TRADING HOURS., 02/2019 5) SOLSERE PROPERTIES LLC-INVESTMENT RELATED, 7514 WOODVINE PLACE COURT, HOUSTON, TX 77055, RESIDENTIAL RENTALS AND HOME SALES IN THE HOUSTON AREA, PARTNER/MEMBER, EVALUATING POTENTIAL PROPERTIES TO BUY AND ADVISING ON REMODELING PROJECTS TO GET THEM READY FOR RENT OR SALE., 5 HRS MONTHLY, 0 HRS DURING SECURITIES TRADING HOURS, 10/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-30 |
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