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John Anthony Maggiacomo

Cambridge Investment Research Advisors, Inc.

Andover, MA

CRD 2612396

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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-26
MA RA APPROVED 2013-04-16
  • TX RA
    APPROVED_RES
    Since 2023-04-26
  • MA RA
    APPROVED
    Since 2013-04-16

Branch Locations

Andover, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 11/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 11/2009 Present
Previous Registrations
Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) GATEWAY FINANCIAL, 2010 CROW CANYON PLACE, SUITE #100, #404, SAN RAMON, CA 94583. BEGAN 11/01/2010 AS EXCUTIVE V.P. NOT INVESTMENT RELATED. DEVOTES 1 HOUR/WEEK, 1 HOUR DURING TRADING. 3) North Peak Village Condo Association, White River JCT VT, 05001. Treasurer. 9/22/2017. Not investment related. 2hrs/monthly and 0 hrs during trading. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/13/2009 5) COMPREHENSIVE WEALTH ADVISORS LLC, 3 Montego Cir, Andover MA 01810, United States, 01/01/2025, President, DBA Name, NIR, 4 HR/MO - 4 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-28
S63 Uniform Securities Agent State Law Examination 1995-12-05
  • S65 Uniform Investment Adviser Law Examination
    2004-10-28
  • S63 Uniform Securities Agent State Law Examination
    1995-12-05
Other Names
  • John A Maggiacomo

View on SEC IAPD

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