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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-26 |
| MA | RA | APPROVED | 2013-04-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2009 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 11/2009 | Present |
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) GATEWAY FINANCIAL, 2010 CROW CANYON PLACE, SUITE #100, #404, SAN RAMON, CA 94583. BEGAN 11/01/2010 AS EXCUTIVE V.P. NOT INVESTMENT RELATED. DEVOTES 1 HOUR/WEEK, 1 HOUR DURING TRADING. 3) North Peak Village Condo Association, White River JCT VT, 05001. Treasurer. 9/22/2017. Not investment related. 2hrs/monthly and 0 hrs during trading. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/13/2009 5) COMPREHENSIVE WEALTH ADVISORS LLC, 3 Montego Cir, Andover MA 01810, United States, 01/01/2025, President, DBA Name, NIR, 4 HR/MO - 4 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-05 |
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