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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-07-16
SD RA APPROVED 2002-11-21
  • TX RA
    APPROVED_RES
    Since 2013-07-16
  • SD RA
    APPROVED
    Since 2002-11-21

Branch Locations

214 E 2Nd St, Winner, SD 57580 • United States

Winner, SD • United States

740 E Sioux Ave Ste 103, Pierre, SD 57501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Winner SD 09/2005 03/2020
Ameriprise Financial Services, Llc Winner SD 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 214 East 2nd Street, Winner, SD 57580, ,; Investment-Related; 09/06/2002. Business Ownership; A&I Holdings, LLC; Operations manager; It is agricultural land; 1014 Country Club Road, , Winner, SD, 57580; Not Investment-Related; 12/01/2020; 40 to 59 hours per month; 1 to 9 during trading hours / I&A Holdings, LLC; Operations Manager; Property Management for office building; 1014 Country Club Road, , Winner, SD, 57580; Not Investment-Related; 12/01/2020; 10 to 19 hours per month; 1 to 9 during trading hours / J&M Holdings LLC; Manage operations; Manage operations for financial planning business; 214 E 2nd St, , Winner, SD, 57580; Investment-Related; 12/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Dairy Farm Biogas; Will introduce Dairy Farm owners to Northern Biogas for potential creation of methane digesters.; Service business Will introduce Dairy Farm owners to Northern Biogas for potential creation of methane digesters.; 704 Spring Hill Farm Dr, , Ballwin, MO, 63021; Not Investment-Related; 09/12/2022; 1 to 9 hours per month; 1 to 9 during trading hours / PFP Holdings Company, LLC; Partner; Agriculture; 17429 Radcliffe Place Dr, , Wildwood, MO, 63025; Investment-Related; 12/26/2006; 1 to 9 hours per month; 0 during trading hours / Northstar Holdings, LLC; Shareholder; Management services for our financial planning practice; 11819 Miracle Hills Dr. Suite 101, , Omaha, NE, 68154; Investment-Related; 09/15/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Momentum Partners, LLC; Management; See answer in item 3.3.9 above.?; 11819 Miracle Hills Drive, Suite 101, , Omaha, NE, 68154; Investment-Related; 08/01/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; J&M Holdings, LLC; Member - Manage operations; ; 214 E 2nd St, , Winner, SD, 57580; Investment-Related; 12/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Momentum Partners, LLC; shareholder - management; ; 11819 Miracle Hills Drive, suite 101, , Omaha, NE, 68154; Investment-Related; 08/01/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-28
S63 Uniform Securities Agent State Law Examination 1995-05-02
  • S66 Uniform Combined State Law Examination
    2002-10-28
  • S63 Uniform Securities Agent State Law Examination
    1995-05-02

View on SEC IAPD

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