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Michael James Parrinello

Bcn Financial, Inc.

Canyon Country, CA

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Current Employers
Bcn Financial, Inc.

3215 Encinal Avenue Suite L, Alameda, CA 94501 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED_RES 2015-11-05
  • CA RA
    APPROVED_RES
    Since 2015-11-05

Branch Locations

26825 Gwenalda Lane, Canyon Country, CA 91387 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Quest Securities, Inc. Fair Oaks CA 02/2015 02/2017
Bcn Financial, Inc. Alameda CA 10/2015 Present
Crown Capital Securities, Lp Orange CA 02/2017 04/2024
Lpl Financial Llc Alameda CA 04/2024 Present
  • 02/2015 → 02/2017
    Quest Securities, Inc.
    Fair Oaks, CA
  • 10/2015 → Present
    Alameda, CA
  • 02/2017 → 04/2024
    Crown Capital Securities, Lp
    Orange, CA
  • 04/2024 → Present
    Lpl Financial Llc
    Alameda, CA
Other Businesses

1. 04/17/2024 - BCN Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2015 - 160 Hours Per Month/ 8 Hours During Trading 2. 04/17/2024 - Non-Variable ( Fixed) Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/01/2015 - 1 Hour Per Month 3. 04/17/2024 - Notary - Investment Related - At Reported Business Location(s) - Start Date 06/01/2016 - 1 Hour Per Month 4. 04/17/2024 - Volunteer Football Coach - Coach/ Sports/ Fitness - Not Investment Related - Valencia, CA - Start Date 08/01/2010 - 10 Hours Per Month 5. 04/25/2024 - BCN Financial, Inc - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/1/2015 - 40 Hrs/Mo; 1 Hr During Trading - I provide investment advisory services through BCN Financial, Inc, an independent investment advisor firm. I started this business activity in 12/2015. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-03
S63 Uniform Securities Agent State Law Examination 1995-06-16
  • S65 Uniform Investment Adviser Law Examination
    2016-03-03
  • S63 Uniform Securities Agent State Law Examination
    1995-06-16
Other Names
  • Michael Parrinello

View on SEC IAPD

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