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3215 Encinal Avenue Suite L, Alameda, CA 94501 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED_RES | 2015-11-05 |
Branch Locations
26825 Gwenalda Lane, Canyon Country, CA 91387 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Quest Securities, Inc. | Fair Oaks | CA | 02/2015 | 02/2017 |
| Bcn Financial, Inc. | Alameda | CA | 10/2015 | Present |
| Crown Capital Securities, Lp | Orange | CA | 02/2017 | 04/2024 |
| Lpl Financial Llc | Alameda | CA | 04/2024 | Present |
1. 04/17/2024 - BCN Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2015 - 160 Hours Per Month/ 8 Hours During Trading 2. 04/17/2024 - Non-Variable ( Fixed) Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 12/01/2015 - 1 Hour Per Month 3. 04/17/2024 - Notary - Investment Related - At Reported Business Location(s) - Start Date 06/01/2016 - 1 Hour Per Month 4. 04/17/2024 - Volunteer Football Coach - Coach/ Sports/ Fitness - Not Investment Related - Valencia, CA - Start Date 08/01/2010 - 10 Hours Per Month 5. 04/25/2024 - BCN Financial, Inc - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/1/2015 - 40 Hrs/Mo; 1 Hr During Trading - I provide investment advisory services through BCN Financial, Inc, an independent investment advisor firm. I started this business activity in 12/2015. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-16 |
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