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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-08
MO RA APPROVED 2015-09-10
  • TX RA
    APPROVED_RES
    Since 2017-09-08
  • MO RA
    APPROVED
    Since 2015-09-10

Branch Locations

4045 N St. Peters Parkway Suite 201, St. Peters, MO 63304 • United States

Troy, MO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymondjames Financial Services,Inc St. Peters MO 07/2015 Present
Raymond James Financial Services Advisors Inc. St. Peters MO 09/2015 Present
Dillon Financial St. Peters MO 07/2015 01/2017
Mission Financial St. Peters MO 03/2016 Present
Mission Financial Llc St. Peters MO 09/2016 03/2020
  • 07/2015 → Present
    Raymondjames Financial Services,Inc
    St. Peters, MO
  • 09/2015 → Present
    St. Peters, MO
  • 07/2015 → 01/2017
    Dillon Financial
    St. Peters, MO
  • 03/2016 → Present
    Mission Financial
    St. Peters, MO
  • 09/2016 → 03/2020
    Mission Financial Llc
    St. Peters, MO
Previous Registrations
Other Businesses

1)MISSION FINANCIAL. NOT INVESTMENT RELATED. SUPPORT COMPANY/DBA (OWNER). STARTED:03/2016. ST. PETERS, MO. 0 HRS PER MONTH, 0 HOURS DURING TRADING, DBA FOR JANSSEN LONGENECKER, FINANCIAL ADVISOR.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-19
S63 Uniform Securities Agent State Law Examination 1995-08-18
  • S65 Uniform Investment Adviser Law Examination
    2025-09-19
  • S63 Uniform Securities Agent State Law Examination
    1995-08-18

View on SEC IAPD

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