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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-01-04 |
| TX | RA | APPROVED_RES | 2024-01-03 |
Branch Locations
4031 Aspen Grove Dr Ste 330, Franklin, TN 37067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley / Citigroup / Smith Barney | Nashville | TN | 06/1996 | 11/2020 |
| Raymond James Financial Services, Inc. | Franklin | TN | 11/2020 | 12/2023 |
| Raymond James Financial Services Advisors, Inc. | Franklin | TN | 11/2020 | 12/2023 |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 11/2020 |
| Cjm Wealth Advisors | Franklin | TN | 11/2020 | 08/2023 |
| Campbell Johnson Wealth Advisors | Franklin | TN | 08/2023 | 01/2024 |
| Lpl Financial Llc | Franklin | TN | 01/2024 | Present |
1) 12/27/2023 - Campbell Johnson Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2023 - 235 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-19 |
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