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Eric Alexander Johnson

LPl Financial LLC

Franklin, TN

CRD 2612175

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-01-04
TX RA APPROVED_RES 2024-01-03
  • TN RA
    APPROVED
    Since 2024-01-04
  • TX RA
    APPROVED_RES
    Since 2024-01-03

Branch Locations

4031 Aspen Grove Dr Ste 330, Franklin, TN 37067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley / Citigroup / Smith Barney Nashville TN 06/1996 11/2020
Raymond James Financial Services, Inc. Franklin TN 11/2020 12/2023
Raymond James Financial Services Advisors, Inc. Franklin TN 11/2020 12/2023
Morgan Stanley Private Bank, N.A New York NY 01/2015 11/2020
Cjm Wealth Advisors Franklin TN 11/2020 08/2023
Campbell Johnson Wealth Advisors Franklin TN 08/2023 01/2024
Lpl Financial Llc Franklin TN 01/2024 Present
  • 06/1996 → 11/2020
    Morgan Stanley / Citigroup / Smith Barney
    Nashville, TN
  • 11/2020 → 12/2023
    Raymond James Financial Services, Inc.
    Franklin, TN
  • 11/2020 → 12/2023
    Franklin, TN
  • 01/2015 → 11/2020
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 11/2020 → 08/2023
    Cjm Wealth Advisors
    Franklin, TN
  • 08/2023 → 01/2024
    Campbell Johnson Wealth Advisors
    Franklin, TN
  • 01/2024 → Present
    Franklin, TN
Previous Registrations
Other Businesses

1) 12/27/2023 - Campbell Johnson Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 12/2023 - 235 Hr/Mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-02
S63 Uniform Securities Agent State Law Examination 1997-11-19
  • S65 Uniform Investment Adviser Law Examination
    1999-12-02
  • S63 Uniform Securities Agent State Law Examination
    1997-11-19
Designations
  • Certified Financial Planner

View on SEC IAPD

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