James Russell Fortune

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1994 → 03/2017
  Metlife Securities Inc.
  Oklahoma City, OK
• 07/2016 → Present
  Massmutual
  Oklahoma City, OK
• 03/2017 → Present
  Mml Investors Services, Llc
  Oklahoma City, OK
• 06/1994 → 03/2017
  Metropolitan Life Insurance Company
  Oklahoma City, OK

Previous Registrations

• 1997-07-30 → 2017-03-25
  Msi Financial Services, Inc.
  Oklahoma City, OK
  Oklahoma City, OK
  Oklahoma City, OK

Other Businesses

NAME: JAMES FORTUNE INV REL: Y ADD: 1601 NW EXPRESSWAY SUITE 1310, OKLAHOMA CITY OK 73118 NATURE: NONMMLIA - INDIVIDUAL LIFE, PROPERTY/CASUALTY, FIXED ANNUITY, DI, LTC POSITION: AGENT START DATE: 07/01/2019 No. HR/MO: 20. No. HR/MO DURING SEC TRADING: 20. (2) NAME: JIM FORTUNE INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: CONSULTING - GENERAL FINANCIAL LITERACY AND EDUCATION POSITION: CONSULTANT START DATE: 10/25/2021 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 2. DESCRIBE DUTIES: GENERAL FINANCIAL LITERACY AND EDUCATION

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-16
• S63 Uniform Securities Agent State Law Examination
  1995-07-26

Other Names

• Jim Fortune