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Tamara Marie Grochala

Ubs Financial Services Inc.

Wayzata, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-04-23
  • MN RA
    APPROVED
    Since 2021-04-23

Branch Locations

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Wayzata MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Wayzata MN 11/2016 04/2021
Ubs Financial Services, Inc. Wayzata MN 04/2021 Present
Previous Registrations
  • 2011-01-03 → 2021-04-29
    Wells Fargo Clearing Services, Llc
    Wayzata, MN
    Bloomington, MN
    Minneapolis, MN
    Wayzata, MN
    Minneapolis, MN
    Bloomington, MN
  • 2007-11-21 → 2011-01-03
    Wells Fargo Investments, Llc
    Wayzata, MN
    Wayzata, MN
    Bloomington, MN
    Minneapolis, MN
    Bloomington, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-30
S63 Uniform Securities Agent State Law Examination 1995-05-18
  • S66 Uniform Combined State Law Examination
    2006-05-30
  • S63 Uniform Securities Agent State Law Examination
    1995-05-18
Other Names
  • Tamara Marie Grochala
  • Tamara Marie Bollinger

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Wayzata, MN
LARSON FINANCIAL GROUP, LLC · Wayzata, MN
EDWARD JONES · Wayzata, MN
WALLEYE CAPITAL LLC · WAYZATA, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAYZATA, MN
GARDA CAPITAL PARTNERS · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA , MN

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