Richard A. Gartelmann

Employer firm

River Street Advisors, LLC CRD 153537

$539M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  River Street Advisors, Llc
  Auroa, IL
• 09/2011 → Present
  Old Second National Bank
  Aurora, IL

Previous Registrations

• 2015-01-05 → 2016-03-14
  Lpl Financial Llc
  Aurora, IL
• 2011-10-13 → 2013-01-02
  Lpl Financial Llc
  Aurora, IL
• 2010-02-24 → 2012-06-08
  Geneva Advisors, Llc
  Chicago, IL
• 2007-02-14 → 2010-02-25
  Lpl Financial Llc
  Naperville, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Oak Park, IL
  Hinsdale, IL
  Cicero, IL
  Oak Park, IL
  Maywood, IL
  Elmhurst, IL
  Naperville, IL
  Naperville, IL
  Naperville, IL
  Geneva, IL
  Dalton, IL
  Lansing, IL
  Homewood, IL
  Flossmoor, IL
  Chicago Heights, IL
  Sauk Village, IL
• 2004-02-02 → 2007-01-16
  Feldman Securities Group L.L.C.
  Chicago, IL
  Chicago, IL
• 2001-02-14 → 2004-01-27
  Lasalle St. Investment Advisors, L.L.C.
  Blue Island, IL

Other Businesses

1. 01/05/2015-OLD SECOND WEALTH MANAGEMENT/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/AURORA,IL 2. 01/05/2015-OLD SECOND WEALTH MANAGEMENT/FINANCIAL INSTITUTION DUTY/1. SENIOR VICE PRESIDENT, MANAGE CLIENT RELATIONSHIPS FOR TRUST ACCOUNTS. 2. YES 3. NO 4. TRUST SERVICES AND INVESTMENT MANAGEMENT SERVICE/75%/37 S RIVER ST, AURORA, IL 50506

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-04
• S63 Uniform Securities Agent State Law Examination
  1997-06-26

Designations

• Certified Financial Planner

Other Names

• Richard A Gartelmann
• Richard Allen Gartelmann
• Richard Allen Gartelmann