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Inactive

Richard A. Gartelmann

River Street Advisors, LLC

Aurora, IL

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Current Employers
River Street Advisors, Llc

37 S. River Street, Aurora, IL 60506 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-12-12
  • IL RA
    APPROVED
    Since 2011-12-12

Branch Locations

37 S. River Street, Aurora, IL 60506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
River Street Advisors, Llc Auroa IL 09/2011 Present
Old Second National Bank Aurora IL 09/2011 Present
Previous Registrations
  • 2015-01-05 → 2016-03-14
    Aurora, IL
  • 2011-10-13 → 2013-01-02
    Aurora, IL
  • 2010-02-24 → 2012-06-08
    Geneva Advisors, Llc
    Chicago, IL
  • 2007-02-14 → 2010-02-25
    Naperville, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Oak Park, IL
    Hinsdale, IL
    Cicero, IL
    Oak Park, IL
    Maywood, IL
    Elmhurst, IL
    Naperville, IL
    Naperville, IL
    Naperville, IL
    Geneva, IL
    Dalton, IL
    Lansing, IL
    Homewood, IL
    Flossmoor, IL
    Chicago Heights, IL
    Sauk Village, IL
  • 2004-02-02 → 2007-01-16
    Feldman Securities Group L.L.C.
    Chicago, IL
    Chicago, IL
  • 2001-02-14 → 2004-01-27
    Blue Island, IL
Other Businesses

1. 01/05/2015-OLD SECOND WEALTH MANAGEMENT/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/AURORA,IL 2. 01/05/2015-OLD SECOND WEALTH MANAGEMENT/FINANCIAL INSTITUTION DUTY/1. SENIOR VICE PRESIDENT, MANAGE CLIENT RELATIONSHIPS FOR TRUST ACCOUNTS. 2. YES 3. NO 4. TRUST SERVICES AND INVESTMENT MANAGEMENT SERVICE/75%/37 S RIVER ST, AURORA, IL 50506

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-04
S63 Uniform Securities Agent State Law Examination 1997-06-26
  • S65 Uniform Investment Adviser Law Examination
    1999-12-04
  • S63 Uniform Securities Agent State Law Examination
    1997-06-26
Designations
Other Names
  • Richard A Gartelmann
  • Richard Allen Gartelmann
  • Richard Allen Gartelmann

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