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37 S. River Street, Aurora, IL 60506 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2011-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| River Street Advisors, Llc | Auroa | IL | 09/2011 | Present |
| Old Second National Bank | Aurora | IL | 09/2011 | Present |
1. 01/05/2015-OLD SECOND WEALTH MANAGEMENT/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/AURORA,IL 2. 01/05/2015-OLD SECOND WEALTH MANAGEMENT/FINANCIAL INSTITUTION DUTY/1. SENIOR VICE PRESIDENT, MANAGE CLIENT RELATIONSHIPS FOR TRUST ACCOUNTS. 2. YES 3. NO 4. TRUST SERVICES AND INVESTMENT MANAGEMENT SERVICE/75%/37 S RIVER ST, AURORA, IL 50506
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-26 |
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