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Michele Elizabeth Riordan

LPl Financial LLC

Phoenix, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-03-02
  • TX RA
    APPROVED_RES
    Since 2007-03-02

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Scottsdale AZ 02/2003 Present
Previous Registrations
  • 1998-09-01 → 2003-02-28
    Scarborough Capital Management, Inc.
    Annapolis, MD
Other Businesses

1. 02/28/2003 - DBA ONLY - RIORDAN INVESTMENT MANAGEMENT - SCOTTSDALE, AZ

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-21
S63 Uniform Securities Agent State Law Examination 1996-09-04
  • S65 Uniform Investment Adviser Law Examination
    1998-08-21
  • S63 Uniform Securities Agent State Law Examination
    1996-09-04

View on SEC IAPD

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