Shaun Patrick Miller

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2014-01-09

NJ RA
APPROVED

Since 2014-01-09

Branch Locations

1 Northwestern Blvd, Albany, NY 12211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	10/2005	02/2025
Northwestern Mutual Investment Services, Llc	Latham	NY	04/2006	02/2025
Journeymen Wrestling	Niskayuna	NY	12/2007	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2016	02/2025
Scott Mc Cauley	Albany	NY	02/2025	Present
Northwestern Mutual Investment Services Llc	Albany	NY	02/2025	Present

10/2005 → 02/2025

Northwestern Mutual Life Insurance Company

Milwaukee, WI
04/2006 → 02/2025

Northwestern Mutual Investment Services, Llc

Latham, NY
12/2007 → Present

Journeymen Wrestling

Niskayuna, NY
01/2016 → 02/2025

Northwestern Mutual Wealth Management Company

Milwaukee, WI
02/2025 → Present

Scott Mc Cauley

Albany, NY
02/2025 → Present

Northwestern Mutual Investment Services Llc

Albany, NY

Other Businesses

1. EMPLOYEE, JOURNEYMEN WRESTLING, COACH, NOT INVESTMENT RELATED, 2220 BALLTOWN RD NISKAYUNA NY, 20-24 HRS PER MONTH, STARTED 12/1/2007. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-12-27
S63	Uniform Securities Agent State Law Examination	2006-05-30

S65 Uniform Investment Adviser Law Examination

2013-12-27
S63 Uniform Securities Agent State Law Examination

2006-05-30