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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-04 |
| PR | RA | APPROVED | 2017-12-21 |
| FL | RA | APPROVED | 1995-06-09 |
Branch Locations
13920 N Dale Mabry Hwy, Tampa, FL 33618-2416 • United States
9015 Strada Stell Ct Ste 103, Naples, FL 34109 • United States
Lutz, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tampa | FL | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Tampa | FL | 03/2020 | Present |
Real Estate Ownership; Commercial; 13920 N Dale Mabry HwyTampa, FL 33618, ,; Not Investment-Related; 10/31/2013. Business Ownership; Carrollwood Business Center, LLC; ; I will be creating an LLC to own an office building I am purchasing. This office building will provide space for my financial advisory practice; 13920 N. Dale Mabry HwyTampa, FL 33618, ,; Not Investment-Related; 07/12/2013; 1 to 9 hours per month; 1 to 9 during trading hours / Carrollwood Administrative Services LLC; Owner; Business is used for non-sales related payroll processing and general office expenses.; 13920 N Dale Mabry Hwy, , Tampa*, FL, 33618; Not Investment-Related; 06/13/2025; 40 to 59 hours per month; 40 to 59 during trading hours. Board of Directors; North Village Business Center Assocation; Treasurer and Secretary; 13910 N Dale Mabry HwySuite 1Tampa, FL 33618, ,; ; 09/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Network Of Executive Women; President; no physical address, , Tampa, FL, 33618; Not Investment-Related; 09/04/2018; 1 to 9 hours per month; 1 to 9 during trading hours / The Centre For Women; Treasurer; 305 S Hyde Park Ave, , Tampa, FL, 33606; Not Investment-Related; 01/27/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Advisor Authored Book; I have written a general financial book which is being approved by ACMR to be distributed to clients and other individuals and will be available to the general public.; 13920 N Dale Mabry Hwy, , Tampa, FL, 33618; Not Investment-Related; 01/02/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Advisor Authored Book; I will be writing a general financial book which will not be affiliated with my Ameriprise practice. It will be promoted by me as an author independent from my role as a financial advisor with Ameriprise. In response to compliance questions (I don't see how to respond to the actual questions except here) The intended audience for this book is anyone in the public who desires this information. The book will be marketed online such as Amazon and potentially via a website I create for this specific purpose. It may also be marketed via social media through social media accounts made specifically for this book.; 13920 N Dale Mabry, , Tampa, FL, 33618; Not Investment-Related; 05/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-07-19 |
| S65 | Uniform Investment Adviser Law Examination | 1999-06-30 |
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