Daniel P Poole

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-01-14
NC	RA	APPROVED	2015-11-09

TX RA
APPROVED_RES

Since 2016-01-14
NC RA
APPROVED

Since 2015-11-09

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Fort Mill	SC	10/2015	Present

10/2015 → Present

Lpl Financial

Fort Mill, SC

Previous Registrations

2015-08-12 → 2015-10-23

Park Avenue Securities Llc

Charlotte, NC
2014-07-30 → 2015-05-08

Fifth Third Securities, Inc.

Charlotte, NC

Charlotte, NC

Charlotte, NC

Charlotte, NC
2007-09-10 → 2008-10-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-07-17
S63	Uniform Securities Agent State Law Examination	2003-09-13

S66 Uniform Combined State Law Examination

2014-07-17
S63 Uniform Securities Agent State Law Examination

2003-09-13

Other Names

Daniel P Poole
Daniel Poole
Daniel Patrick Poole
Dan Poole

View on SEC IAPD

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Other Investors

ALPESH JITENDRA PATEL

Tamrah Jennifer Bordini

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NILDA MELGAREJO DE BOYRIE

STEVEN Samuel SHANEYFELT

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Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC

BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC

WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC

INSIGHT SECURITIES, INC. · Fort Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC

EDWARD JONES · FORT MILL, SC

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